GUG — Guggenheim Active Allocation Fund
Price · 2024-08-26 → 2026-08-21
499 daily closes shownAnonymous view is capped at two years of history. A free account extends it to five, and Pro opens the whole archive back to 2021-11-24.
Performance
Technicals
Dividends
Insider transactions (Form 4)
| date | insider | what | shares | price | value |
|---|---|---|---|---|---|
| 2026-03-06 | Barnes Randall C Director | Open-market sale | 3.0K | 15.85 | 47.5K |
| 2025-12-18 | NYBERG RONALD Director | Open-market purchase | 321 | 15.53 | 5.0K |
| 2025-05-05 | NYBERG RONALD Director | Open-market purchase | 1.3K | 15.15 | 19.8K |
| 2025-04-01 | TOUPIN RONALD E JR Director | Open-market purchase | 1.5K | 15.10 | 22.6K |
| 2024-10-03 | Barnes Randall C Director | Open-market sale | 500 | 16.45 | 8.2K |
| 2024-09-03 | Brock-Kyle Angela Director | Open-market purchase | 907 | 15.94 | 14.5K |
| 2024-09-03 | Brock-Kyle Angela Director | Open-market purchase | 2 | 15.93 | 32 |
| 2024-09-03 | Brock-Kyle Angela Director | Open-market purchase | 0 | 15.99 | 7 |
| 2024-04-01 | TOUPIN RONALD E JR Director | Open-market purchase | 194 | 14.65 | 2.8K |
| 2024-01-30 | Barnes Randall C Director | Open-market purchase | 385 | 14.50 | 5.6K |
Open-market purchases (code P) are the informative ones. Grants, option exercises and tax withholding are compensation mechanics, not decisions. How to read a Form 4 →
Largest institutional holders
| manager | value | shares |
|---|---|---|
| MORGAN STANLEY | 43.2M | 2.8M |
| GUGGENHEIM CAPITAL LLC | 14.5M | 950.0K |
| BANK OF AMERICA CORP /DE/ | 13.9M | 915.0K |
| Pathstone Holdings, LLC | 13.5M | 888.9K |
| Advisors Asset Management, Inc. | 12.2M | 804.3K |
| Baird Financial Group, Inc. | 11.1M | 730.3K |
| RAYMOND JAMES FINANCIAL INC | 10.8M | 709.0K |
| ROYAL BANK OF CANADA | 7.6M | 500.0K |
| WELLS FARGO & COMPANY/MN | 4.5M | 296.6K |
| Steward Partners Investment Advisory, LLC | 2.3M | 150.1K |
13F positions as of 2026-03-31, filed up to 45 days after quarter end. Long-only US equity — shorts and derivatives never appear. What 13F does and does not show →
Latest SEC filings
| form | filed | period | |
|---|---|---|---|
| N-CEN | 2026-08-14 | 2026-05-31 | on EDGAR ↗ |
| N-CSR | 2026-08-07 | 2026-05-31 | on EDGAR ↗ |
| NPORT-P | 2026-07-22 | 2026-05-29 | on EDGAR ↗ |
| 40-APP/A | 2026-04-30 | — | on EDGAR ↗ |
| NPORT-P | 2026-04-29 | 2026-02-27 | on EDGAR ↗ |
| 40-APP/A | 2026-04-13 | — | on EDGAR ↗ |
| APP WD | 2026-04-13 | — | on EDGAR ↗ |
| 40-APP | 2026-04-01 | — | on EDGAR ↗ |
Short selling
This is off-exchange short volume, not short interest: it is flow, not position, and 40–50% is normal because market makers short to fill your buy. Why that number misleads →
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